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Governance Enforcement

Governance enforcement ensures role-specific agents operate within policy and architecture constraints. It is not optional validation; it is an execution prerequisite.

Enforcement Model

Control TypeEnforcement PointFailsafe
Identity and role bindingAgent runtime startupBlock execution if role-owner mapping is missing
Scope and permissionTool invocation layerDeny action outside approved scope
Quality and securityCI/CD gatesBlock merge and deployment
Human approvalPull request and governance gateNo protected merge without qualified approver
Audit evidenceArtifact publication pipelineReject release if evidence package is incomplete

Required Governance Checks

  1. Agent identity is authenticated and mapped to an approved role.
  2. Agent action scope matches the active work item risk tier.
  3. Prompt references and model identifiers are recorded.
  4. Human review is completed according to Human-in-the-Loop.
  5. Governance evidence package is complete for Tier 3 and Tier 4 work.

Exception Handling

Exceptions MUST follow a formal waiver process:

  • time-limited exception with expiration date
  • compensating controls documented
  • named approver per risk tier
  • remediation task created before release

Never allow exceptions for secrets exposure, restricted data leakage, or missing human approval.

Roles in Enforcement

RoleAccountability
Solution ArchitectDefines policy-control mapping and architecture constraints
Platform EngineerImplements controls in CI/CD and runtime tooling
Security EngineerValidates security controls and waiver boundaries
Compliance OfficerVerifies evidence completeness and retention compliance
Governance LeadApproves or rejects high-risk submissions